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Vicki Rogers

Vice President, Advisory Compliance

Charlotte, North Carolina

Work:
Employment History of Vicki Rogers

LPL Financial

Vice President, Advisory Compliance


U.S. Bank

Compliance Testing Manager - Wholesale Banking and Capital Markets


Fifth Third Bank

Risk Analyst - Investment Advisors Divison


U.S. Bank

Vice President - Compliance


Fort Washington Investment Advisors, Inc.

Compliance Auditor


Macy's

Senior Auditor


Nuveen Investments

Vice President - Compliance Officer


U.S. Bank

Assistant Vice President, Compliance Testing Manager - Wealth Management and Securities Services


U.S. Bank

Business Line Risk Manager - Wholesale Banking


Huntington National Bank

Audit Team Lead and Audit Officer - Private Financial and Capital Markets Group

Schools:
Schools Attended by Vicki Rogers

Wake Forest University School of Business


University of Cincinnati Carl H. Lindner College of Business

Related:
Others that have worked at the same companies

On Sabbatical at usbank.com

Wealth Management Recruiter at usbank.com

EVP, Executive Managing Director CRE at huntington.com

Adaptive Planning Sr. Manager at huntington.com