LPL Financial
Chief Risk Officer
Freelance
Risk and Regulatory Consultant
UBS Wealth Management Americas
Head of Legal, Wealth Management Advisor Group
Wells Fargo Advisors
CCO - Retail Compliance
University of North Carolina at Chapel Hill
Adjunct Professor of Law
JPMorgan Chase & Co.
Chief Compliance Officer
UBS Wealth Management Americas
Chief Money Laundering Prevention Officer
UBS Wealth Management Americas
Managing Director and COO, Legal and Compliance
LPL Financial
Deputy Chief Risk Officer
JPMorgan Chase & Co.
Managing Director
University of North Carolina School of Law
New York University School of Law
Fordham University
