1st Global
Chief Compliance Officer - RIA
1st Global
Director of Advisory Compliance and Centralized Compliance Controls
1st Global
Compliance Analyst
1st Global
Regulatory Control Director
Texas Health and Human Services Commission
Investigator III
Kestra Financial
VP -Compliance
1st Global
Assistant Vice President and CCO - RIA
Ameriprise Financial Services, Inc.
Field Compliance Supervisor, Managing Principal
Texas A&M University
