BNY Mellon
Managing Director | Chief Administrative Officer
Credit Suisse
AVP | Compliance Officer – Fixed Income
BNY Mellon
Managing Director | Business Manager and Head of Supervision
Sumitomo Mitsui Banking Corporation
MD and COO - Chief Operating Officer, Head of Risk Business Management
BNY Mellon
VP | Desk Supervisor – Fixed Income and Equity
State Street
SVP | COO – Chief Operating Officer, Head of Business Risk Management
Barclays
Compliance Analyst – Capital Markets
Deutsche Bank
VP | Compliance Officer – Fixed Income
Wells Fargo
SVP | COO – Chief Operating Officer Wholesale Regulatory Control
BNY Mellon
Managing Director | Head of Broker Dealer Supervision
Harvard Business School
