Fidelity Investments
Senior Legal Counsel
Pershing Division of Donaldson, Lufkin & Jenrette Securities Corporation
VP and Assistant General Counsel
AIG Financial Advisors, Inc.
Assistant Director of Compliance and Associate General Counsel
AIG Financial Advisors, Inc.
Associate Counsel
E*TRADE Financial Corporation
Director Regulatory Affairs
E*TRADE Financial Corporation
CCO, E*TRADE Financial Corporate Services, Inc.
Independent Financial Group LLC
General Counsel
SunAmerica Securities,
Compliance Manager, Legal and Regulatory Inquiries
Independent Financial Group LLC
Chief Legal Counsel and VP, Compliance
E*TRADE Financial Corporation
Chief Compliance Officer, E*TRADE Clearing LLC
Emory University
Seton Hall University School of Law
