NASD aka FINRA
Compliance
Raymond James
Vice President Compliance
Snell & Wilmer
Attorney
Wells Fargo
Chief Compliance Officer
Deutsche Bank
VP Compliance Officer
Bank of America Merrill Lynch
VP Regulatory Compliance Controls Operations
Kestra Financial
VP Compliance and Risk
Wells Fargo
VP Compliance Officer
University of Arizona, James E. Rogers College of Law
University of Florida - Warrington College Of Business
Georgetown University Law Center
