Trade Investment Group Tia
Principal
Financial Industry Regulatory Authority
Investigator- Former Nasd
First Albany Companies Inc
Chief Compliance Officer
University at Albany
Instructor and Adjunct Professor at Univ at Albany Course: Securities Regulation FMR Major
DriveWealth
Consultant and Advisor
C.L. King & Associates
Executive Managing Director, Chief Operating Officer, Chief Creative Officer and Board of Directors
Paradigm Capital
Chief Compliance Officer, Board of Directors
University at Albany
Financial Service Expert and Consultant
Shearson Lehman Brothers
Vice President Senior Litigation and Regulatory Analyst
Milne School
Fordham University - Graduate School of Business Administration
University at Albany, SUNY
