None specified
Senior Compliance Consultant
Merlin Securities
Partner, Chief Compliance Officer
Thomas Weisel Partners
Principal, Director of Compliance
BTIG, LLC
Managing Director, Chief Compliance Officer
Wrapmanager
Chief Compliance Officer
Nollenberger Capital Partners
Partner, Chief Compliance Officer and Chief Risk Manager
Pershing, a BNY Mellon company
Management Trainee
New Forests
Chief Compliance Officer
Wells Fargo
Director
New York Law School
Drew University
