Chief Compliance Officer,SMBC Capital Markets, Inc.
Sumitomo Mitsui Banking Corporation
Chief Compliance Officer,SMBC Capital Markets, Inc.
Mitsubishi UFJ Trust & Banking Corporation (U.S.A.)
CCO
The Ro al Bank Of Scotland Group
CCO, Head of Compliance, NY Branch
Datek Online
AVP Internal Audit
MUFG Investor Services
Chief Compliance Officer, US
Xavier
St. John's University