Supervising Investigator | NJ Bureau of Securities
New York, NY
State of New Jersey
Supervising Investigator | NJ Bureau of Securities
NYSE
Trial Counsel | NYSE Regulation, Inc. | Litigation and Investigations
Financial Industry Regulatory Authority
Senior Counsel | Enforcement | Investigations and Litigation
Financial Industry Regulatory Authority
Enforcement Director | Investigations and Litigation
Union College
Seton Hall University School of Law