The D. E. Shaw Group
Compliance Officer
Lincoln Financial Group
SVP - Chief Ethics and Compliance Officer
Compliance Risk Concepts ("CRC")
Managing Partner
PNC
Senior Vice President / Chief Compliance Officer - Broker Dealer and Asset Management Group
Wachovia Capital Markets
Managing Director - Equity Capital Markets / Equity Linked Products Compliance
State University of New York College at Oneonta
Hofstra University
