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Michael Smith

Vice President, National Compliance, Chief Compliance Officer

Canada

Work:
Employment History of Michael Smith

Credential

Vice President, National Compliance, Chief Compliance Officer


iA Private Wealth USA

President and Chief Compliance Officer, iA Private Wealth (USA) Inc.


Industrial Alliance

Consultant: Institutional Trading Compliance


National Bank of Canada

Director Compliance, Correspondent Services


Industrial Alliance Securities

Director Retail Compliance iA Private Wealth -Canada


Industrial Alliance Securities

Chief Compliance Officer - iA Securities (USA) Inc.


Quad Spin

Spinning Instructor


Equinox

Group Fitness Instructor


Industrial Alliance Securities

Director Institutional Compliance


Industrial Alliance Securities

Director, Retail Compliance and Chief Anti Money Laundering Officer

Schools:
Schools Attended by Michael Smith

St. George's


University of Western Ontario

Related:
Others that have worked at the same companies

Director - Fx Sales and Derivatives at nbc.ca

Member of the Board at nbc.ca

VP of Sales at iagto.ca


Managing Director and Co-Head of Equity Capital Markets at iagto.ca

Data Management Specialist at credential.com

Reconciliations Administrator at credential.com

VP, Head of Centre of Excellence at credential.com