Vice President – Regulatory and Risk Oversight
Boston, Massachusetts
Fidelity Investments
Vice President – Regulatory and Risk Oversight
Amundi
Senior Counsel and Head of Compliance
Charles Schwab Investment Advisory, Inc. and TD Ameritrade Investment Management
Chief Compliance Officer
State Street
Vice President and Senior Counsel – Fund Administration Legal Services
GMO
Chief Compliance Officer, GMO Trust
Suffolk University Law School
University of Oxford
Providence College
