Executive Director - Head of Core Compliance
Los Angeles, CA
Morgan Stanley
Executive Director - Head of Core Compliance
Raymond James Financial Inc.
Vice President - Head of Regulatory Exams and Issues Management
Fitch Ratings
Senior Director - Global Head of Personal Conflicts Monitoring
Bear Stearns & Co.
Associate Director - Compliance Officer
Galway Capital, LLC
Legal and Regulatory Compliance Manager
Brown Brothers Harriman
Counsel
Platinum Equity
Senior Vice President, Deputy Chief Compliance Officer
Annaly Capital Management
Chief Compliance Officer and Corporate Secretary - RCap Securities, Inc.
Annaly Capital Management
Associate General Counsel - FIDAC
Platinum Equity
Principal, Deputy Chief Compliance Officer
Georgetown University Law Center
Central Connecticut State University
American University Washington College of Law
