Mak Sangha

Senior Compliance Officer and Manager – Operations

Mississauga, Ontario, Canada

Work:
Employment History of Mak Sangha

GP Wealth Management Corporation

Senior Compliance Officer and Manager – Operations


TD Financial Planning

Assistant Branch Manager, Surveillance


TD WATERHOUSE INVESTOR SERVICES (CANADA) INC.

Team Manager, Trading


GP Wealth Management Corporation

Chief Compliance Officer and Chief Operating Officer


CST Consultants Inc.

Compliance Officer – Saskatchewan, Manitoba, Ontario, Quebec, and Newfoundland and Labrador


PERFORMA FINANCIAL GROUP LIMITED

Regional Compliance Officer – Western Canada (BC, Alberta, Saskatchewan)


Nicola Wealth Management

Compliance Officer and Team Manager - Operations

Schools:
Schools Attended by Mak Sangha

CFA Institute


Thapar Institute of Engineering and Technology


Simon Fraser University

Related:
Others that have worked at the same companies
Chief Revenue Officer (CRO) at cst.org

Director, Global Sales and Partner Enablement - SAP Process Automatiom at cst.org

Minister of Finance of Ontario at cst.org

Chief Operating Officer at rogers.com

Head Prep Cook at rogers.com


Senior Financial Planner at gpwealth.ca