Independent Consultant
Risk Consultant
Fidelity Investments
Senior Risk Analyst
Natixis North America
Vice President, Compliance Advisor
UBS PAINEWEBBER
Assistant Vice President
UBS PaineWebber/ Correspondent Services Corporation
AVP Credit Risk
Royal Alliance Associates INC
Senior Investment Advisory Compliance Analyst
SOLID CAPITAL ISG
Operations Manager
Natixis North America
Compliance Consultant
Spartan Capital Securities, LLC
Compliance Officer
Bank of America Merrill Lynch
Relationship Manager
Saint Benedict
