Kim Sparks

Regulatory Exam Manager

Greenville, SC

Work:
Employment History of Kim Sparks

Cetera Financial Group

Regulatory Exam Manager


LPL Financial

Senior Examiner


Ameriprise Financial Services, Inc.

Field Compliance Supervisor


First Midwest Securities, Inc

Chief Compliance Officer


SANDLAPPER Securities, LLC (Member FINRA/SIPC)

Chief Compliance Officer and AML CO


Wells Fargo

Operations Manager and Vice President


Capital One Investments, LLC

Department Manager and Assistant Vice President

Schools:
Schools Attended by Kim Sparks

Mitchell High School


Mayland Community College

Related:
Others that have worked at the same companies

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Director Information Security at cetera.com