Equity Capital Markets Regulatory Officer and Branch Manager
Baltimore, Maryland, United States
Stifel Financial Corp.
Equity Capital Markets Regulatory Officer and Branch Manager
FINRA Regulation Inc
Vice President, Compliance Assessment Group
FINRA (Financial Industry Regulatory Authority)
Principal Examiner - Audit Trail Surveillance Team
Morgan Stanley
Vice President
FINRA
Vice President, Compliance Assessment Group
Frostburg State University
Good Counsel - Olney, Maryland
