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Katie Zhu

Associate Principal Examiner

New York

Work:
Employment History of Katie Zhu

Financial Industry Regulatory Authority

Associate Principal Examiner


Financial Industry Regulatory Authority

Principal Analyst


Barclays

Trade and Transaction Reporting


Merrill Lynch

Risk and Control


Barclays

Compliance Transformation


Barclays

Markets Risk and Control


Financial Industry Regulatory Authority

Examiner

Schools:
Schools Attended by Katie Zhu

Pace University

Related:
Others that have worked at the same companies

VP, Human Resources and Talent Management at finra.org

Consultant and Expert Witness at finra.org


Americas Service Delivery Lead at barclays.com

Vice President - Portfolio General Auditor at barclays.com