Katherine Malfa

Vice President

Boston, Massachusetts

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Fidelity Investments

Vice President

Financial Industry Regulatory Authority

Vice-President and Chief Counsel, Enforcement

New York University

New England Law | Boston

Central Relationship Manager at fidelity.com

Financial Advisor at fidelity.com

Digital Content Manager at fidelity.com

John Flood

President at finra.org

Director at finra.org

Vice President, Ethics, Conflicts of Interest Program Director at finra.org

Head of Global Wealth Management Legal at nasd.com

Board Member at nasd.com

Peer Review Manager at nasd.com