Chief Legal and Compliance Officer
California
Passthrough
Chief Legal and Compliance Officer
eShares
Chief Legal and Compliance Officer
MUFG in the Americas
Chief Compliance Officer
eShares, Inc.
Chief Compliance Officer
Alternativ
Advisor
Investment Adviser Association
Co-Chair, Digital Adviser Committee
U.S. Securities and Exchange Commission
Associate Director and Head of the National Broker-Dealer Examination Program
BP
Head of IST Compliance (NA)
JPMorgan Chase
Chief Compliance Officer
Wealthfront Inc.
Legal and Compliance Advisor
MUFG (Mitsubishi UFJ Financial Group) in the Americas
Chief Compliance Officer and Global Head of OFAC Compliance
Georgetown University
University of Pennsylvania Carey Law School
