Financial Industry Regulatory Authority
Compliance Examiner
NASD (currently known as FINRA)
Compliance Examiner
Usbancorp Investment Inc
Compliance Manager - Head of Service Provider Oversight
Ameriprise Financial Services, Inc.
Asset Management Compliance
RiverSource Investments
Director - Asset Management Compliance
RiverSource Investments
Director - Subadvisery and Regulatory Oversight
Truman State University
Baylor University
