Chairman and Chief Executive Officer
Birmingham, Alabama
Vesel Interactive
Chairman and Chief Executive Officer
Financial Industry Regulatory Authority
Examiner – Trading and Market Making Surveillance Program (TMMS)
Bank of America
Managing Director and Head of Equities Supervision – Banc of America Securities
BTIG, LLC
Managing Director and Head of Sales and Trading Compliance
Cantor Fitzgerald
Managing Director and Head of Capital Markets Supervision
Pershing, a BNY Mellon company
OTC Trader
Bear Stearns & Company
Associate Director – Institutional Equities
Tuttle Securities
Pershing Correspondent
New York National Guard
State University of New York College at Geneseo
