Director / Chief Compliance Officer / Consultant
Nesconset, NY
Alaric Compliance Services
Director / Chief Compliance Officer / Consultant
Bear Stearns Asset Management, Inc. / Bear Stearns & Co. Inc.
Senior Compliance Officer and Chief Compliance Officer to four affiliated RIA's
Alaric Compliance Services, LLC
Director and Chief Compliance Officer and Consultant
Morgan Stanley
Senior Compliance Analyst
ACA Foreside
Senior Director and Chief Compliance Officer and Consultant
PIMCO Advisers, LP
Compliance Manager
ACA IT-Solutions
Director and Investment Adviser Compliance Consultant and Outsourced Chief Compliance Officer
HSBC Asset Management Americas, Inc.
Head of Compliance and Manager
European American Bank
Assistant Examiner
Syracuse University
Syracuse University - Martin J. Whitman School of Management
