BNY Mellon
Registered Rep and Customer Service
Moors & Cabot
Senior Vice President, Head of NY Equity Sales and Trading, Member NYSE
Moors & Cabot
Senior Vice President, Head of Independent Financial Adviosr Division
NASD Regulation District 11, Boston MA
Senior Examiner
Broadridge Financial Solutions
Managing Director, Head of US Bank and Broker Dealer Institutional Sales at Broadridge
Moors & Cabot
Vice President, Director Capital Markets Compliance
NASD Regulation District 11, Boston MA
Examiner
Fidelity Investments
Senior Compliance Advisor
Salisbury School
Babson College
Don Bosco Prep High School
