Chief Compliance Officer and Managing Director
New York, NY
Principal Global Investors
Chief Compliance Officer and Managing Director
Citigroup Asset Management Investments LLC (Salomon Brothers and Smith Barney)
Managing Director and Global Head of Compliance
Prudential Global Investment Management, Inc.
Vice President and Chief Compliance Officer
Soros Fund Management
Chief Compliance Officer
Drexel University School of Law
Adjunct Professor
9th Gear
Advisor
Oyster Consulting, LLC
Managing Director
Morgan Stanley Investment Management
Chief Compliance Officer and Managing Director
U.S. Securities and Exchange Commission
Senior Counsel, Division of Enforcement
Merrill Lynch Investment Managers/BlackRock
Chief Compliance Officer (Americas)
Penn State University
American University Washington College of Law
