FINRA (Financial Industry Regulatory Authority)
Deputy Director
JPMorgan Chase & Co.
Chief Compliance Officer for Wealth Management and Private Bank
NASD
Supervisor
RSM Est
Principal
Bear Stearns
Managing Director, Head of Compliance Testing, Risk Assessments, Monitoring, Training and Policies
Goldman Sachs
Associate, Internal Audit
Citi
Chief Auditor - Legal, Compliance and Financial Crime.
JPMorgan Chase & Co.
Managing Director, Global Head of Compliance Testing, Monitoring and Risk Assessments
Credit Suisse
Director, Compliance - Head of Branch Inspections, Testing, Monitoring and Risk Assessments
Brooklyn Law School
Touro University
Fordham University School of Law
