Moomoo Inc.
Chief Compliance Officer
Response Companies
Regional Director
Lava Trading
Senior Analyst
Evolution Financial Technologies
Chief Compliance Officer (CROP, AML Principal, Supervisory Controls Principal)
Instinet.com
VP - Head of Operations and Trading
T3 Trading Group, LLC
Chief Compliance Officer
ProCapital, LLC
Chief Compliance Officer (CROP, AML and Supervisory Controls Principal)
GRS Compliance Consulting Inc
President
Bank of America
Vice President - Compliance
EKN Financial Services
Chief Compliance Officer (CROP, AML Principal, Supervisory Controls Principal)
SUNY Oneonta
