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Gary Klein

Deputy General Counsel

Boynton Beach, Florida

Work:
Employment History of Gary Klein

D.H. Blair, Inc.

Deputy General Counsel


U.S. Securities and Exchange Commission

Branch Chief-Investment Advisor Examinations


Fifth Third Bank

Vice President


Klein & Sallah LLC

Partner


Raymond James Financial Inc.

Chief Regulatory Officer and Compliance


U.S. Securities and Exchange Commission

Branch Chief, Division of Enforcement


LPL Financial

Deputy General Counsel


NEXT Financial Holdings Company, Inc.

General Counsel

Schools:
Schools Attended by Gary Klein

State University of New York at Albany


University of Miami School of Law

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