Regulatory Officer and Vice President, Wealth Management Compliance Department
Hartford, CT
Advest, Inc. (Merrill Lynch)
Regulatory Officer and Vice President, Wealth Management Compliance Department
NRS - National Regulatory Services
Investment Adviser Consultant
LIMRA
Audit Services Consultant
Cigna
Compliance Senior Specialist (Cigna Investments, Inc.)
Berman & Sable LLC
Law Clerk
Cigna
Chief Compliance Officer, Compliance Manager, and V.P. (Cigna Investments, Inc.)
Adherence Consulting Group (ACG)
Compliance Consultant
LIMRA
Director of Regulatory Consulting, Compliance and Regulatory Services
MassMutual Financial Group
Compliance Consultant (FTE), Wealth Management Compliance Department
Bentley University
Western New England University School of Law
