The Prudential Insurance Company of America
Operations and Control Manager
Financial Industry Regulatory Authority
Compliance Examiner
Diversified Securities, Inc.
Vice President, Securities Operations
GlenFed Brokerage Services (Subsidiary of Glendale Federal Bank (CA))
First Vice President, Treasurer, Director of Compliance and Operations
Union Bank
Vice President and Risk Manager
Citi Smith Barney (Formerly Citicorp Investment Services)
Vice President, Senior Administrative Principal
MUFG Union Bank, N.A. (Unionbanc Investment Services, LLC)
Chief Operating Officer
Transamerica Financial Advisors, Inc.
Vice President and Chief Compliance Officer
California State University-Northridge
