Corporate Vice President - Regional Compliance Manager
Baden, PA
Lehman Brothers
Corporate Vice President - Regional Compliance Manager
Securities Industry/Regulatory Council on Continuing Education
Council Member
Robb Peck McCooey Clearing & Specialist
Chief Creative Officer and First Vice President and Executive Committee of Management and Municipal Principal
Bear Stearns
Medical Doctor and Cvo and Senior Registered Option Principal
E*TRADE Financial Corporation
Chief Creative Officer of E*trade Clearing
State Capital Markets
President and Chief Compliance Officer and Municipal Principal and Compliance Registered Option Principal
Robert Todd
Chief Creative Officer and Compliance Registered Option Principal
Oyster Consulting, LLC
Certified Regulatory Compliance Professional and Independent Contractor
Govpx
Sales and Marketing Representative
Fleet Securities
Chief Creative Officer and Regulatory Director for Fleet Trading 04 To10 and 2001
Etrade Bank Inc
Chief Creative Officer of E*trade Clearing
The Wharton School FINRA Institute
