Senior Vice President, Global Chief Compliance Officer and NRSRO Designated Compliance Officer
Scarsdale, NY
DBRS
Senior Vice President, Global Chief Compliance Officer and NRSRO Designated Compliance Officer
New York Fitness Clubs
Associate Director, Education Officer, Legal and Compliance
PaineWeber
Assistant Vice President, Program Manager, Private Client Group
AllianceBernstein
Director - Training and Development
Citi
Vice President, Project Manager, Compliance
DBRS
Senior Vice President, Global Chief Compliance Officer
Prudential Securities
Associate Vice President, Manager, Curriculum Development, Private Client Group
DBRS
Vice President, NRSRO Designated Compliance Officer
MF Global
Fixed Income Compliance Officer
University of Wisconsin-Madison
