Morgan Stanley
VP - Compliance
Brown Brothers Harriman
Equity Operations Officer
BIDS Trading
Chief Compliance Officer
HSBC Brokerage (USA) Inc.
VP - Compliance
Carta Capital Markets
Deputy Chief Compliance Officer
Toronto Dominion Securities (USA) LLC
Risk Analyst
FINRA
Cycle Examiner
FINRA Institute at Wharton
University of Delaware
Pace University - Lubin School of Business
