Market Regulation Department - FINRA
Manager
Wells Fargo Advisors
Senior Vice President, Risk Management,
LPL Financial
SVP, Risk Management in Service, Trading, & Operations
A.G. Edwards & Sons, Inc
Compliance-deputy Director
FINGER JEREMY BROKER
Compliance-Deputy Director
wachovia securities
Financial Industry Regulatory Authority (FINRA)
Regulatory Analyst
Financial Industry Regulatory Authority
Manager
Advisor Group
SVP - Head of Enterprise Risk
Wells Fargo
Market and Operations Risk Manager
The Catholic University of America
