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Brian Haley

SVP and Chief Compliance Officer

Schaumburg, Illinois

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Work:
Employment History of Brian Haley

Cetera Investment Services

SVP and Chief Compliance Officer

Cetera Financial Specialists

Senior Operations Specialist

Morgan Stanley

Financial Adviser

Fleet Bank and Quick & Reilly

Financial Adviser

Cetera Investment Services

Interim Chief Compliance Officer

Cetera Financial Specialists

SVP and Chief Compliance Officer

Cetera Financial Specialists

Director of Broker Dealer Compliance and AML Officer

Cetera Advisors LLC

Interim Chief Compliance Officer

Cetera Financial Specialists

Trade Surveillance Analyst

Legend Equity Corporation

Interim Chief Compliance Officer

Schools:
Schools Attended by Brian Haley

Western Connecticut State University

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