Mutual Funds Legal and Securities Compliance Analyst
Santa Monica, CA
Safeco Life and Investments
Mutual Funds Legal and Securities Compliance Analyst
Financial Services
Retired
GNA Securities
Customer Service Lead
GlobeOne
Chief Human Resource Officer
GlobeOne
Head of Compliance
Russell Investments
Director, Regulatory and Compliance Operations
Oaktree Capital Management
Assistant Vice President, Compliance
Guggenheim Partners
Vice President, Senior Compliance Officer
Murphey Favre, Inc.
Registered Representative
OneWest Bank
Vice President, CCO, Trust and Investment Advisory Compliance
Central Washington University
Edmonds Community College
FINRA Institute: University of Pennsylvania - The Wharton School
