Assistant Vice-President and Chief Compliance Officer
Toronto, ON, CA
Sun Life Financial
Assistant Vice-President and Chief Compliance Officer
IIROC (formerly Investment Dealers Association of Canada)
Manager of Compliance
Manulife Financial
Director, Compliance and Privacy Officer
International Financial Data Services
VP Chief Compliance Officer and Chief Privacy Officer
Ann Harris Consulting
Principal
Caldwell Investment Management Ltd.
Member, Independent Review Committee (IRC)
Russell Investments
Chief Compliance Officer and Chief Privacy Officer
Independent Review Inc. ("IRI")
Member of IRI Roster
Knowledge First Financial
Member, Independent Review Committee (IRC)
Loewen Ondaatje McCutcheon
Interim CFO and Interim CCO
Financial Industry Regulatory Authority (FINRA)
FCCA + CSI courses incl Chief Compliance Officer, CFO & PDO
Canadian Securities Institute
