Employees:
Employees at
Director, Organizational Effectiveness and Development
Director of Financial Planning and Analysis
Director, Investigations, Investment Dealer Division
Professor, Business Ethics, Law, Compliance
SVP, Finance and Administration
Vice President Cyber Operations and Chief Information Security Officer
Business Conduct Compliance
Director, Finance Operations
Director, Organizational Effectiveness and Development
Vice President, Western Canada
Senior Programmer and Analyst
Director, Marketing and Communications
Vice President, Market Surveillance Technology
Manager, Market Surveillance
Senior Manager, Regulatory Compliance
Senior Financial and Operations Compliance Examiner
Senior Vice-President Member Regulation and Strategy
AVP, Compliance Governance and Testing
Producer and Writer and Actor
Manager, Business Conduct Compliance
Information Security Analyst
Vice-President, Corporate Communications
Director, Legal, Capital Markets
Vice President, Surveillance
Senior Financial and Operations Compliance Examiner