Bruce Maisel

VP and U.S. Private Client Group Chief Compliance Officer

Cincinnati, Ohio

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BMO Harris Bank

VP and U.S. Private Client Group Chief Compliance Officer

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VP and Managing Counsel

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Counsel

Charles Schwab

VP and Senior Corporate Counsel

Western & Southern Financial Group

VP and Chief Compliance Officer

Whittier Law School

Troy Brodie

Dan Mulcare

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Dean Casper

Director, Treasury and Payment Solutions at harrisbank.com

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Jo Park

Aman Rana